To state the processes involved in ensuring meritorious recognition of authorship affiliation acknowledgement, and author role responsibilities for research outputs produced under the auspices of Federation University and/or by Federation University researchers.
This procedure covers all research outputs to which Federation University Australia authors make an intellectual and scholarly contribution, whether internal or external, sole authored or multi-authored. This procedure applies to:
- All staff, including sessional staff, currently employed by the University (including those involved in research external to the University);
- Previous staff members who conducted research while they were employed by the University;
- All Honorary staff, Adjunct staff and volunteersassociated with the University;
- All students, including past students, of the University who engage or have engaged in research and/or research related activities.
Term | Definition |
AAM | Author Accepted Manuscript |
Affiliation | Formal recognition in a research output of an author’s relationship with the University, as specified in the HERDC Guidelines. |
Authorship Agreement | An agreement between eligible authors as to potential publications and associated roles. |
Corresponding Author | Senior or corresponding author carrying responsibility for liaison with publishers, communication with all authors and contributors and the maintenance of all records concerning authorship |
ERA | Excellence in Research for Australia |
HERDC | Higher Education Research Data Collection |
Research Output | A research output communicates or makes available the findings of research. A research output may be in hardcopy, electronic or other form. Examples of research outputs include journal articles, book chapters, books, conference papers, reports, datasets, patents and patent applications, performances, videos and exhibitions. |
Researchers must initially refer to the Research and Research Training Policy, which outlines the criteria for authorship, as specified in the Australian Code for the Responsible Conduct of Research.
Activity | Responsibility | Steps | |
A | Appoint Corresponding Author | All contributors |
For collaborations: the authors agree upon a Corresponding Author:
Corresponding authors hold responsibility for:
|
B |
Develop Authorship Agreement* *Use of the Federation University Authorship Agreement Template encouraged |
Corresponding Author All Contributors |
|
C | Confirm Authorship |
All contributors PVCR - if required for out of contact authors |
|
D | Attribute Research Output Affiliation |
Corresponding Authors, Individual authors |
Ensure Federation University Australia is attributed in the following cases:
|
E | Acknowledge Research Output funding |
Corresponding Authors, Individual authors |
Where funds for research have been directed through Federation University Australia accounts:
|
F | Acknowledge Non-author Contributors |
Corresponding Authors, Individual authors |
|
G | Confirm Declaration of Interests |
Corresponding Authors Individual authors Supervisors/Heads of Academic Units Centre Director |
|
H | Document Authorship Correspondence |
Corresponding Authors Individual authors Supervisors/Heads of Academic Units Centre Director |
|
I | Address Authorship Disputes |
Corresponding Authors Individual authors Research Advisor/s Centre Director PVCR |
For authorship disputes between staff:
|
J | Submit Publication Information to to Research Services | Federation Uni Author |
|
K | Submit Publication Information to the Library | Federation Uni Author |
|
Inclusion of conjointly authored works in theses
For further information on the inclusion of conjointly authored work in a PhD with Publications, please refer to the HDR Candidature Guidelines.
- The Chief Operating Officer (as the Approval Authority) is responsible for monitoring the implementation, outcomes and scheduled review of this procedure.
- The Director, Research and Innovation (as the Document Owner) is responsible for maintaining the content of this procedure as delegated by the Chief Operating Officer.
This procedure will be communicated throughout the University community via:
- A FedNews announcement and on the ‘Recently Approved Documents’ page on the University’s Policy Central website.
- Distribution of e-mails to Head of School / Head of Department / Universitystaff.
This procedure will be implemented throughout the University via:
- A FedNews announcement and on the ‘Recently Approved Documents’ page on the University’s Policy Central website.