- Academic Governance Policy
- Global Partners and Community Engagement Policy
- Research and Research Training Policy
- Printable PDF Version
The purpose of this procedure is to identify and support students throughout their learning journey, specifically to achieve satisfactory course/qualification progression.
This procedure supports and aligns with the Students and Support for Students Policy, which mandates student-focused structures and operations in accordance with the Federation University Australia Act 2010 and other relevant legislative and regulatory requirements. It ensures equitable enrolment practices that reflect the diversity of student backgrounds and promotes student success throughout their learning journey. Additionally, the procedure ensures the University's compliance with the ESOS Act, the National Code 2018, and the 2023 Amendment to the Higher Education Support Act, which require higher education providers to have a student support policy in place - ensuring that appropriate supports are available and that students are made aware of them to assist in their academic success.
This procedure describes how the University will:
- systematically monitor, record, and assess the course/qualification progression of each student for each unit/module of the course they are enrolled in.
- be proactive in notifying, supporting, and counselling students who are at risk of failing to meet course/qualification progression requirements.
Additionally, this procedure also describes the circumstances in which the University will report onshore international students to the Department of Home Affairs Immigration via PRISMS if students do not meet course/qualification progression requirements.
For international students studying English Academic Purposes EAP and Foundation Studies, attendance requirements in these courses must be met in accordance with International Student Attendance Requirements Procedure AG1572 in addition to the requirements of this procedure.
Furthermore, this procedure aligns with national policies such as the "Closing the Gap", the "Indigenous Student Success Program" and Wurreker Strategies to ensure access to education and provide tailored support services for Indigenous students. The University is committed to supporting Indigenous students through initiatives such as the Aboriginal Education Centre, which offers culturally safe spaces, scholarships, tutorial assistance, mentoring, and other personal support services. These efforts are aimed at improving educational outcomes and ensuring compliance with legislative requirements to support the success of Indigenous students.
This procedure applies to all students enrolled in courses/qualifications at the University and outlines the processes for monitoring and supporting their academic progression. It includes regular business processes that monitor and report student participation, progression, and completion, which are developed and disseminated across a range of governance and accountability committees.
This procedure ensures compliance with the following legislative and regulatory requirements in Australia:
- Tertiary Education Quality and Standards Agency Act 2011 – established TEQSA as a national regulatory body for higher education
- Higher Education Standards Framework (Threshold Standards) 2021 - https://www.education.gov.au/new-requirements-support-students: sets the standards for higher education providers to ensure quality and accountability in the sector.
- ESOS Act 2000: The Education Services for Overseas Students Act regulates the delivery of education to international students and ensures their protection.
- The National Code of Practice for Providers of Education and Training to Overseas Students 2018 (The National Code): Provides nationally consistent standards for the delivery of education to international students.
- Higher Education Support Act 2003 (HESA): Governs the approval of higher education providers, government funding, student loans, and reporting requirements.
- Federation University Australia (Students) Regulations 2022: Includes specific regulations related to student progress and academicperformance.
- 2023 Amendment to the Higher Education Support Act: Requires higher education providers to have a support for students' policy, ensuring supports are available and students are made aware of them, assisting them to succeed in their studies.
- Additionally, this procedure aligns with national policies such as the "Closing the Gap" strategy and the "Indigenous Student Success Program" to ensure access to education and provide tailored support services for Indigenous students.
Transnational Education
For courses delivered in other jurisdictions, the University will comply with the relevant legislative and regulatory requirements of those districts whilst adhering to the requirements of the Higher Education Standards Framework (Threshold Standards) 2021. This includes adhering to the standards and guidelines set by local education authorities and ensuring that the quality and integrity of the University's courses are maintained.
The University will also follow best practices as outlined in the Tertiary Education Quality and Standards Agency (TEQSA) Transnational Education Toolkit, which provides guidance on managing the risks and complexities associated with offshore delivery of Australian higher education awards.
A complete list of definitions relevant to this procedure is contained within the Quality Framework.
A further list of definitions and abbreviations specifically relevant to this procedure is included below:
Term | Definition |
Action Plan | Plan of intervention strategies for students with unsatisfactory progress (recorded on the student study plan). |
ADLT | Associate Dean, Learning and Teaching – a role in each Institute at Federation University |
At Risk | A student who, for any reason, is considered as not, or potentially not, meeting course/qualification or course/unit/module progression requirements. |
Candidate | Student enrolled in a higher degree by research course. |
CoE | Confirmation of Enrolment – A document provided electronically, issued by the University to intending onshore international students, which must accompany their application for a student visa. It confirms the overseas student’s eligibility to enrol in the course/qualification of the University. |
Course | A course of study/research leading to the granting of an official award or qualification of the University. A course contains subsidiary elements referred to as units. |
Course Coordinator (CC) | A university staff member responsible for the oversight of a course. |
Course/Unit Progression | The measure of advancement through academic merit or skill-based competencies towards the completion of a course/unit as per course/unit/module rules. |
Course/Unit/Module | Component of a course/qualification of education or training. |
Cultural Wellbeing Plan | Plan developed by the Aboriginal Education Centre to support indigenous students. |
EAP | English and Academic Preparation. ELICOS course |
Exclusion | Cancellation of enrolment in a course of study, typically due to unsatisfactory academic performance or for misconduct. At the end of the exclusion period the student must re-apply for re-admission. |
HDRC | Higher Degree by Research Coordinator |
HDR student | Higher Degree by Research. Students studying in a higher education course by research. |
HE | Higher Education Students studying in a higher education course by coursework. |
Immigration | Department of Home Affairs. |
Intervention Strategy |
Any documented action targeted at addressing the needs of an ‘at risk’ student. For higher education students, the university uses two levels of Interventions: 1. A success plan of suggestions of support and enrolments as guided, when a student fails. 2. An action plan for when a student is at risk of Exclusion / Suspension. Referred to as a Success or Action Plan in fdlGrades for HE students. Intervention strategies must be recorded on the student’s study plan. |
LASS | Learning and Academic Skills Success program lass@federation.edu.au |
Onshore international student | A person who holds an Australian Student Visa and is an 'overseas Student' as defined by the ESOS Act. |
Partner Provider (PP) | Educational institute providing courses/qualifications and units of the University through an approved Education Agreement. |
PRISMS | Provider Registration and International Student Management System. |
Q&A | Quality and Accreditation |
Qualification | The result of an accredited complete program of learning that leads to formal certification that a graduate has achieved learning outcomes. |
Research | Graduate Research School |
RISE | Retention, Innovation and Student Experience student.success@federation.edu.au |
Satisfactory Progress | Satisfactory completion of the academic merit or skill-based competency requirements as per course/qualification rules. |
Substantive Course | University course that the student is seeking enrolment into after successful completion of EAP or Foundation Studies course. |
Success Plan | Plan of intervention strategies for students who have failed a unit or units (recorded on the student study plan). |
Suspension | Where a student is not permitted to continue studies for a defined period due to poor academic performance. The defined period will be outlined to the student in university communications. |
Termination of candidature | Cancellation of enrolment and candidature for HDR students due to unsatisfactory academic performance. At the end of the termination period the student must re-apply for re-admission. |
Unit Coordinator (UC) | A university staff member responsible for the delivery, assessment and structure of a unit. This staff member may also teach the unit or delegate this responsibility to another university staff member |
Unsatisfactory Progress | At a minimum where student has failed or is not deemed competent in 50 % or more of units/courses/modules attempted in a study period (regardless of the number of units/courses/modules they have attempted) or as per course/qualification rules.A VET student may only repeat a unit twice before not meeting academic progress for individual units which may affect their overall academic progress for the study period. |
VET | Vocational Education and Training |
This section outlines the specific actions required to implement the Monitoring Course/Qualification Progression Procedure. These actions are designed to ensure systematic monitoring, recording, and assessment of student progression, as well as proactive support and intervention for students at risk of not meeting progression requirements.
These actions include:
- Communication of progression rules
- Interim Monitoring Systems
- Early Interventions
- Support Services
- Data Collection and Reporting
- Student and University Communications
The course/qualification and corresponding unit/module progression rules are communicated to staff and students via the Course Handbook, website, or email. Actions required to meet this procedure are outlined in the following section.
Activity | Responsibility | Steps | |
A | Communicate progression rules and unit guidelines |
Institute/ Partner Provider RISE / Partner Provider |
|
B | Semester transition monitoring and communications |
RISE / Partner Provider Step 2 - Student Administration Step 3 - Student Administration / Partner |
|
C | Interim Monitoring: within semester interventions |
Unit Coordinator - Institute/ Partner Provider Step 3 - ADLTs Step 5 - LASS Step 6 & 7 -Unit Coordinator / CLXO |
|
D | Identify students with unsatisfactory marks for the first assessment task | Unit Coordinator - Institute/ Partner Provider |
|
E | Apply course rules to determine whether student’s progress is satisfactory / unsatisfactory | Course Coordinator - Institute/ Partner Provider |
|
F | Update of student study plan after fail unit/s | Student Administration / Partner Provider |
|
G | Development of Action Plans for Students with Unsatisfactory Progress |
Student Step 2 - 4 Course Coordinator - Institute / Partner Provider |
4. Evidence of Intervention Strategy / Action Plan: Documentary evidence of the measures implemented is to be placed on the student’s file in fdlGrades. Students must receive a copy.
|
H | Monitoring of Students at Risk |
ADLTs - Institutes Step 3 & 4 - Course Coordinator |
|
I | Monitoring of Placement Completion |
Academic Supervisor / Placement team / Course Coordinator – Institute / Partner Provider |
|
J | Institute Appeals Process for Show Cause Exclusion / Suspension letters | Student / Institute |
Note: Preferred correspondence advising a student of exclusion or suspension from course is sent via fdlGrades. Show Cause letters must provide students with the opportunity to appeal the exclusion/suspension within 20 working days. No Appeal or Appeal dismissed letters being sent to onshore international students must advise the student that their CoE will be cancelled and that they should seek advice from Immigration on how the exclusion/suspension may impact their student visa. |
K | Student Appeals Committee Process |
Student Appeals Committee Step 2 - Student |
Note: Appeal outcomes letters must provide students with the opportunity to appeal to the National Student Ombudsmanwithin10working days. Appeal dismissed letters being sent to onshore international students must advise the student that their CoE will be cancelled and that they should seek advice from Immigration on how the exclusion/ suspension may impact their student visa. |
L | Notifying of Excluded / Suspended students (excluding onshore international students – see Action M below) |
Institute / Student Integrity Step 2 - Student |
|
M | Reporting of Excluded/Suspended Onshore International Students |
International Student Compliance Step 2 - Student Step 3 - International Student Compliance |
Note: This section only applies to onshore international students.
|
N | Cancellation of student in Student Management system | Student Administration |
|
O | Support services and retention data collection | RISE / Academic staff |
|
P | Student facing advice | RISE |
|
Q | Staff training | FedServices - Training and Content |
|
R | Admissions after exclusion | Admissions |
|
Refer to HDR Candidature Procedure
Activity | Responsible | Steps | |
A | Identification of At-Risk Candidates | Supervisor / Graduate Research School |
|
B | Notification of At-Risk Status | Graduate Research School |
|
C | Support Action Plan meeting. | Supervisor |
|
D | Development of Support Action Plan | Supervisor/ Candidate |
|
E | Provision of Support Action Plan | Supervisor / Candidate / Graduate Research School |
|
F | Monitoring of Support Action Plan | Supervisor/ Candidate / HDRC |
|
G | Support Action Plan form returned to GRS after 6 months | Supervisor / HDRC |
|
H | Invitation to Show Cause |
Supervisor / Graduate Research School Candidate |
|
I | Show Cause assessment | Show Cause Committee |
|
J | Student Appeals Committee Process | Student Appeals Committee |
|
K | Notifying of Terminated Candidature (excluding onshore international students – see Action L below) |
Graduate Research School / Student Integrity Step 2 - Candidate Step 4 - Graduate Research School / Student Integrity |
|
L | Notifying of Terminated Candidature Onshore International Students |
Graduate Research School / Student Integrity Step 3 - Candidate Step 5 - International Student Compliance |
Note: This section only applies to onshore international students.
|
M | Cancellation of candidate in Student Management system | Student Administration |
|
Refer to
VET Qualification Delivery Procedure
and
Evidence of Student Participation / Engagement (VET) Procedure
Note: This section is for Non-award courses only – students enrolled in non-award single subject units or short courses are not included.
Activity | Responsibility | Steps | |
A | Interim Monitoring | Teacher / Course Coordinator |
|
B | Identify students not meeting course progression requirements | Teacher / Course Coordinator |
|
C | Notifying students who have unsatisfactory academic progression | Teacher / Course Coordinator |
|
D | Institute Appeals Process | Student / Institute |
|
E | Student Appeals Committee Process | Student Appeals Committee |
|
F | Notifying of failed non-award course (domestic students only) | Institute / Student Appeals Committee |
|
G | Reporting of failed non-award course (international students only) |
Institute / Student Appeals Committee Step 3 - Student Step 5 - International Student Compliance Step 7 - International Admissions |
|
H | Admissions after exclusion | Admissions |
|
Activity | Responsibility | Steps | |
A | Cultural Wellbeing Plans | Aboriginal Education Centre |
|
B | Transition Support | Aboriginal Education Centre |
|
C | Academic Support | Aboriginal Education Centre / Learning Skills Advisors |
|
E | Monitoring and Reporting | Aboriginal Education Centre |
|
F | Staff Training and Awareness | Aboriginal Education Centre / People and Culture |
|
Activity | Responsibility | Steps | |
A | Regular monitoring of student progress | Institute |
|
When an intervention strategy has been activated for a student, documentation or notes must be kept in the student’s file (in fdlGrades for HE students) for all follow up meetings, support provided, and strategies undertaken by the student.
For international onshore students: If it is noted that the student is not following the intervention strategy in place it is recommended that the student is sent a letter reminding the student that if they do not meet academic progress requirements they will be excluded or suspended from their course which will result in them being reported to Department of Home Affairs Immigration which may result in their student visa being cancelled. This information should also be provided to international onshore students at the point that they are receiving letters about unsatisfactory academic progress and when they have failed to meet academic progression requirements and are being excluded or suspended from their course.
- Academic Governance Policy
- Approval and Maintenance of Higher Education Courses Procedure
- Completion Within the Expected Duration of Study Procedure
- Global Partners and Community Engagement Policy
- HDR Candidate Procedure
- Higher Education Assessment (inclusive of FedTASKs) Procedure
- Quality Framework
- Research and Research Training Policy
- Student Appeal Procedure
- VET Assessment Procedure
- International Student Attendance Requirements Procedure
- Supplementary Assessment Procedure
- Pro Vice-Chancellor, Learning and Teaching (as the Approval Authority) is responsible for monitoring the implementation, outcomes and scheduled review of this procedure.
- Deputy Pro Vice-Chancellor, Learning and Teaching (as the Approval Authority) (as the Document Owner) is responsible for maintaining the content of this procedure as delegated by the Approval Authority.
- Policy Editor: Manager, International Regulatory Services
Specific responsibilities for action are included under Actions.
- Institutes
- Partner Provider
- Graduate Research School
- International Regulatory Services
- Federation TAFE
- Student Services
- FedServices
- CLXO
- Aboriginal Education Services
This procedure will be communicated throughout the University community via:
- A FedNews announcement and on the ‘Recently Approved Documents’ page on the University’s Policy Central website.
- Distribution of e-mails to Executive Deans/ Deans of Institutes/ Head of Department / Universitystaff.
- Notification to Institutes and Partners.
This procedure will be implemented throughout the University via:
- A FedNews announcement and on the ‘Recently Approved Documents’ page on the University’s Policy Central website.
- An Announcement Notice under through the University Policy - ‘Recently Approved Documents’ webpage to alert the University-wide community of the approved Procedure.
- Inclusion on the University's Policy, Procedure and Forms website.
Document title | Location | Responsible Officer | Minimum Retention Period |
Completed Assessment Tasks | Grades Software or equivalent | Teacher/Lecturer/ Tutor | 7 years |
Evidence of assessing a student’s unit progress at the end of each study period | Grades Software or equivalent | Teacher/Lecturer/ Tutor | 7 years |
Intervention Strategy agreement | Student file | Institute/PP | 7 years |
Students Study Plan because of intervention strategy | Student file | Institute/PP | 7 years |
Notification letters / emails of the intention to report sent to students | Student file | Institute/School | 15 years |
HDR Progress Reports | Student file | Director, Graduate Research School | 7 years |
Evidence of an appeals | Student file | Graduate Research School |
7 years upheld 15 years dismissed |